September 2024 - Issue 21
Hello there 👋,
I hope you had a restful weekend!
As always, I’m happy to have you back for today’s edition of The Compliance Dock newsletter. Let’s dive right in.
Jobs
Compliance
Manager of Bank Compliance at The Symicor Group - US/Remote
Chief Compliance Officer at Real - US/Remote
Chief Compliance Officer, Crypto at Alpaca - Global/Remote
Chief Compliance Officer at Yobi - US/Remote
Deputy MLRO at Griffin - UK/Remote
Regulatory Counsel, EMEA at Stripe - UK/Remote
Regulatory Compliance Program Manager at Stripe - Canada/Remote
Deputy Compliance Officer, Credit Cards at Zeta - US/Remote
Senior Associate, Regulatory Compliance at Gemini - London/Hybrid
Compliance Onboarding Lead - Latam at dLocal - LATAM/Remote
Compliance Account Manager - Brazil at dLocal - Brazil/Remote
Compliance Officer/DMRLO at Plutus - UK/Remote
Compliance Manager at Earnest - US/Remote
Compliance and Contracts Manager at Grafana Labs - US/Remote
Lead Analyst, Compliance Quality Assurance at Circle - US/Remote
Senior Compliance Officer & MLRO - Digital Assets at Keyrock - UK/Hybrid
KYC Specialist at Gate.io - Brazil/Remote
Internal Audit Manager, Compliance at Affirm - US/Remote
Compliance Manager at Crossmedia - US/Remote
Compliance Analyst at Crossmedia - US/Remote
Analyst I, Scheme Compliance at Checkout.com - UK/Remote
Compliance Specialist at Happy Money - Global/Remote
Risk, Security, and GRC
Internal Auditor (Technology) at Revolut - EMEA/Remote
Open Source Insider Risk Investigator at OpenAI - San Francisco/Hybrid
Risk Analyst, Security GRC at Plaid - US/Remote
Director, GRC (Subject Matter Expert) at Vanta - US/Remote
Governance, Risk & Compliance Manager at Dropbox - Canada/Remote
Senior Privacy Analyst at Uphold - London/Hybrid
Junior GRC Analyst at Uphold - London/Remote
GRC Analyst at Business Wire - US/Remote
Governance, Risk and Compliance Officer at dLocal - Spain & Brazil/Remote
IT Compliance Analyst at Verra Mobility - US/Remote
Sr GRC Analyst at Mattel - California/Remote
IT Governance, Risk, & Compliance Specialist at iboss - US/Remote
IT Security GRC Specialist at Workleap - Canada/Remote
GRC Analyst II at RxBenefits - US/Remote
IT GRC - Analyst II at Worldpay - UK/Remote
Fraud and AML
Director of AML and Third Party Compliance at Zero Hash - Global/Remote
Head of Disputes Management at InDebted - US/Remote
Financial Crime Director at Monzo - UK/Remote
Happiness - Fraud Prevention at Automattic - NAMER/Remote
Associate, Trust & Safety at Gemini - US/Remote
Fraud Analyst at Moniepoint - Lagos/Remote
Platform Manager, Payments Risk Detections at Airbnb - US/Remote
Threat Investigator, Influence Operations at OpenAI - San Francisco/Hybrid
Program Manager, Intelligence Analysis at OpenAI - San Francisco/Hybrid
Fraud & AML Director, Advisory at Paysafe - UK/Hybrid
Sr Fraud Analyst at Wisetack - US/Remote
Senior Fraud Analyst, Trust & Safety at Feeld - UK/Remote
Investigations Analyst at TrueLayer - UK/Hybrid
Associate Fraud Analyst at CertifID - US/Remote
Sr Director, Fraud at Grubhub - Chicago/Hybrid
Senior Trust and Safety Program Manager at Thumbtack - US/Remote
Fraud Detection Analyst at Trustpilot - UK/Remote
Lead KYC Analyst, Specialized Diligence at Circle - UK/Remote
Analyst - Payments Fraud at Spotify - London/Hybrid
Senior Fraud Strategy Analyst at Virgin Money - UK/Remote
Fraud & Risk Analyst at OpenAI - London/Hybrid
Stories
Regulatory
CFTC slaps $22 million fine on Nasdaq Futures for regulatory violations. The Commodity Futures Trading Commission today issued an order filing and settling charges against Nasdaq Futures, Inc., formerly a designated contract market (DCM).
Russia cancels AmEx subsidiary's banking licence. Russia's central bank has cancelled the licence of American Express's subsidiary in the country, at the payment company's request, according to Reuters.
FCA chair accused of revealing identity of internal whistleblower. Ashley Alder, FCA chair, has been accused of revealing the identity of an internal whistleblower despite the regulator's policy to protect their identity.
Busha and Quidax granted provisional licenses by Nigerian SEC. Nigerian cryptocurrency exchange platforms, Busha and Quidax have been granted the first provisional licenses by the Nigerian Securities and Exchange Commission (SEC).
Financial Crimes
Ex-CEO of collapsed bank sentenced to over 24 years in prison for embezzling $47 million in crypto scheme. The Justice Department says that between May and July last year, Shan Hanes, who was then serving as CEO of Heartland Tri-State Bank (HTSB), sent a total of $47.1 million of the bank’s funds to a cryptocurrency wallet involved in pig butchering.
Cybersecurity
Cyberattack cripples operations of chip manufacturer Microchip Technology. American semiconductor manufacturer Microchip Technology has disclosed that it was the victim of a cyberattack that left its manufacturing facilities “operating at less than normal levels.”
Flight Aware admits to leaking sensitive user data for years. Flight Aware on Monday revealed the popular flight tracking website has been leaking sensitive customer data, including social security numbers and payment information, since 2021.
And that’s all for this week’s issue.
For comments and feedback, please leave a comment or send us a DM via LinkedIn.
Have a great week ahead!
Regards,
The Compliance Dock Team